As compliance officer you will identify, assess and manage regulatory risks, presenting solutions that benefit our clients and the business. You will work closely with financial advisers, paraplanners and the administration team to ensure that compliant best practice supports the business. The role would suit someone with experience of file reviews and a background of assessing the suitability of advice / suitability reports.
Flexible on days/hours to suit.
Fareham based office
Small independant firm
*Hybrid working once up and running is available* We are currently recruiting a Trainee Paraplanner to join a Financial Planning firm. This is a fantastic opportunity for someone with existing experience within Financial Planning, perhaps as an admin... Read More
